2025-04-15

Job Description:

As a Compliance Advisory Services Officer, you’ll be accountable for all compliance responsibilities related to the development, maintenance and periodic re-assessment of the policy and conduct frameworks and supporting other jurisdictions in which the division operates. You’ll be providing pragmatic, commercial solutions to advisory, conduct and regulatory issues by working with the business in such a way as to gain their trust, confidence and respect.

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Job Responsibilities:

• Promoting early engagement with the appropriate teams where any change in risk policy or activity may be required so as to align this as far as possible to our standards and business strategy
• Ensuring a clear articulation and understanding of roles and responsibilities between first and second lines of defence
• Making sure that all processes and procedures adopted reflect the research and interpretation of regulatory bodies rules and guidance, and industry best practice
• Delivering successful outcome of reviews by external parties such as regulators, external auditors and internal audit
• Providing conduct and regulatory expertise, often in a leadership capacity, to the divisional interpretation of the policy framework to make sure the bank meets or exceeds regulatory requirements

Job Requirements:

• Previous involvement in project implementation and representation on relevant work streams
• Experience of report writing at all levels, including executive and board and the ability to verbally deliver and discuss the content
• An understanding of offshore regulatory requirements, including their practical application
• Experience of working within the financial services industry
• The ability to work with colleagues at all levels, with good listening and questioning skills, influencing, leading and facilitating dialogue

Job Details:

Company: NatWest

Vacancy Type: Full Time

Job Location: London, United Kingdom

Application Deadline: N/A

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